Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange

/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession  (5347) 27/04/2010 16/05/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within

information pertaining to such securities trading account which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon

controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within a reasonable period; (3

(4) being a person whose name has been declined to be listed or has been removed from the database of directors and executives of securities issuing company due to the possession of untrustworthy

Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities

(Oldest) SEC Search aspx ( 18 ) http://172.19.1.196:8983/solr/secweb/select?q=electronic possession OR "electronic possession" OR " electrical ownership" OR " electrical control " OR "digital ownership" OR

) Microsoft Excel ( 3 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=electronic property OR "electronic property" OR "electrical asset" OR "electrical possession" OR "digital asset" OR "digital

=8438 SEC imposes civil sanction on three offenders for manipulating BA shares , have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company