an approval to act as a mutual fund manager possesses any prohibited characteristics under Clause 4(9), (10), (11), (12), (13), (14), (15), (16), (17) or (18), the Office may specify a period of time
market personnel possesses any prohibited characteristics prescribed under Part 1, the SEC Office shall refuse to grant an approval on the ground that such person possesses prohibited characteristics
prohibited characteristics of the personnel in securities business. In cases where there appears the fact that any director or executive of the securities company possesses any prohibited characteristics, the
any director or executive of the derivatives business operator possesses any prohibited characteristics, the SEC Office shall proceed as prescribed by the notification of the Capital Market Supervisory
upon occurrence of any of the following circumstances: (1) when such persons no longer have the qualifications or possesses the prohibited characteristics as prescribed in Clause 12. In case such persons
capital market business shall be terminated upon occurrence of any of the following circumstances: (1) when such persons no longer have the qualifications or possesses the prohibited characteristics as
persons no longer have the qualifications or possesses the prohibited characteristics as prescribed in Clause 12. In case such persons possess the prohibited characteristics after an approval is granted
qualifications or possesses the prohibited characteristics as prescribed in Clause 12. In case such persons possess the prohibited characteristics after an approval is granted, such approval shall be terminated in
obtaining approval from the SEC Office under Clause 11; (6) not appearing that the applicant possesses prohibited characteristics under Chapter 3; (7) not appearing that its directors, manager and person