that it is more flexible for securities companies to prepare their training courses which best suit the needs of their personnel and that a wider range of activities will be available for the Contacts to
Board of Directors, management, employees, customers and suppliers, through dissemination of knowledge in various media such as cyber awareness campaign for customers, e-Learning, security newsletter
million baht, an increase of 76.50 million baht or 4.42 percent from the previous year, mainly due to an increasing of Doctor fees in the amount of 31.66 million baht and Personnel expenses in the amount of
] the intermediary ’s personnel would be able to complete their functions correctly and will not make the intermediary breach or fail to comply with applicable laws and regulations, including relevant
with those standards as well. In case the association specifies the guideline, having obtained an approval from the SEC Office, regarding operational standards of intermediary ’s personnel, the
of such action. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure
executives and staff, joined the well-wishing and oath-taking ceremony to be good government employees and force of the nation, and signed a well-wishes book on the auspicious occasion of HM King Maha
Plain Investment Consultant (Experienced Staff)