, and relevant service providers to ensure stable, secure, and orderly fund operations; 2) Crypto ETFs must be established and managed under a passive management approach to track the price movements of
รองรับ orderly wind-down ของ บลจ. ผู้แสดงควำมคิดเห็นเสนอให้ลดระดับกำรด ำรงเงินกองทุนเพื่อรองรับ orderly wind-down ด้วย liquid capital ของ บลจ. จำก 3M-exp เป็น 1M-exp เนื่องจำกเห็นว่ำ เป็นภำระมำกเกินไปและ
ในการประกอบธุรกิจ และการให้บริการที่มีคุณภาพ 2. เงินกองทุนสภาพคล่อง (“liquid capital” : liquid assets2 – total liabilities3) ที่เพียงพอรองรับค่าใช้จ่าย หากผู้ประกอบการเลิกกิจการ (“orderly wind-down
the operation and various risks pursuant to Paragraph 1. Clause 23 Each derivatives clearing house shall establish a plan for recovery or an orderly wind-down, with approval of its board of directors
system for enhancing and protecting the orderly operating mechanism of the trading system; (f) having a controlling mechanism to ensure that the service user who offers to buy or buy securities in the
trail); (e) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (f) having a controlling mechanism to ensure that the service user who offers to buy or
related to execution of trading transactions, to monitor and examine post-trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the
monitor and examine post- trading activities (audit trail); (5) having a work system for enhancing and protecting the orderly operating mechanism of the trading system; (6) arranging disclosure of
processes, control and systematic risk management in synchronization with related international standards such as ISO 27001 and ISO 31000, in accordance with the Bank of Thailand’s policies and best practices
plan for recovery or an orderly wind-down, with approval of its board of directors, which contains details at least in the following matters: (1) events and circumstances in which a securities clearing