transaction to complete the disposal of the subsidiaries’ assets of not exceeding to 1,200 million Baht for the Company. The total value of the 2 agreements were 14,000 million Baht. The summary of significant

Notification: (1) the callable option, or puttable option, whether the return is a fixed or variable rates according to the interest rates of a financial institution or any other interest rates and the return

investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives

Office and using such applicable form. 1The applicant in Paragraph 1 shall pay the application fee to the SEC Office when the SEC Office has received the application together with accurate and complete

the currency in which any amount payable on the debt securities. In case the payments on the debt securities are payable in two or more currencies, indicate whether any person holds an option to

Part 4. Clause 5 In offering structured notes, the Thai government agencies shall comply with the following criteria: (1) for offering of structured notes the issuer of which has callable option, or the

issuer has the callable option, or the holder has the puttable option and the return is fixed or floating rates according to the interest rates of a financial institution or any other interest rates and

accordance with the approval rules, or has failed to meet the conditions after approval, or has failed to disclose a complete, accurate and sufficient material information for investors decision making, the

securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many

and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.