Bitazza Company Limited Bitazza Company Limited, a digital asset broker, failed to calculate, prepare and submit the monthly net capital calculation report (Form Dor Jor. 2) for the period of June
standalone financial statements of Q4/2016 through monthly financial statement of January and February 2016. The information is material to changes in the prices of PTL shares which has not yet been disclosed
Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson of the Securities and Exchange Commission (SEC), led a monthly media briefing to provide updates on the SEC significant operational
, provided information to the press at a monthly media briefing in March 2024. The briefing covered the enhancement of regulations regarding short selling and program trading to ensure greater transparency
information to the press at the monthly media briefing in July 2024. The briefing covered the SEC’s law enforcement activities, enforcement statistics, short selling and program trading regulations, and
Mr. Rahul Jain Mr. Rahul Jain jointly with Mr. Anurag Baheti use the information on Polyplex (Thailand) Public Company Limited (“PTL”)’s performance in the standalone financial statements of Q4/2016
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the AntiMoney Laundering Office (AMLO)’s amendment to the Anti-Money
Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the Anti-Money Laundering Office (AMLO)’s amendment to the Anti-Money
SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. From November 2023 to September 2024, an average of 381 cases were reported monthly. The SEC