Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries

with ThaiBMA, which plays a crucial role in promoting and developing the bond market. The association’s responsibilities also include setting standards and practice guidelines for operating debt

aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for

The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be more timely and appropriate in line with the industry developments and the current

market personnel in optimizing the use of digital technologies to support execution of transactions, operating efficiency, oversight and inspection of digital technology-based activities to strengthen

reflects that there still are chances that even more entrepreneurs would be able to raise funds via the capital market. Furthermore, SEC had been continuously operating its “SEC Caravan to the Provincial

capital market. This is to allow existing business operators, apart from securities companies, financial institutions, or newly established companies as specified in the current ministerial regulation, to

In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human

sectors in the capital market in operating with consideration for human rights throughout the value chain. This aligns with the United Nations Guiding Principles on Business and Human Rights (UNGPs) and

market price and the operating result of the Company and its subsidiaries in the second quarter of 2020 showing net loss Baht 107.55 million which resulting in a decrease in shareholders’ equity. Yours