in case of complaints or issues on misconduct of directors or executives of listed companies under the Securities and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process and

auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for

violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital

ก.ล.ต. เปิดเผยพระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ เน้นเพิ่มประสิทธิภาพการบังคับใช้กฎหมาย เพิ่มข้อกฎหมายเกี่ยวกับการป้องกันการกระทำอันไม่เป็นธรรมเกี่ยวกับการซื้อขายหลักทรัพย์ (market misconduct

and rapid legal enforcement. Meanwhile, the Government will support expediting legal amendments to restore confidence by enhancing the efficiency of preventing wrongdoing in the stock market and by

for greater clarity the qualifications of the IPO applicant in the part of non-involvement in any illegal business by excluding any insignificant misdemeanor or any wrongdoing not directly related to

Engineering Plc. (PLE) shares; as well as Usavadee Srisuchart and Perayuth Nark-In for aiding and abetting Swake?s wrongdoing.  With the referral from the Stock Exchange of Thailand (SET), the SEC probed into

Worathan Uahvilaijit for assisting them with such wrongdoing, at the total amount of 6,704,138.33 baht. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation

market. Investor contacts are obliged to send trading orders into the Stock Exchange of Thailand's trading system properly and not get involved in any wrongdoing. Any investor contact who fails to comply

Information Transmission System. Such misconduct was in violation of Section 241 and liable to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which was effective at the