the 1st quarter of 2017 to the public on 9 May 2017. Later she sold TRUBB shares for profit. In addition Miss Panjama discloses inside information to Mr. Atthawit Thianwiwat, while knows or ought
2018, so Mr. Woraphant avoided a net loss from the decrease of STEC shares prices. In addition Mr. Woraphant discloses inside information to Miss Sasipas Chontong, while he knows or ought reasonably to
securities trading account. This constitutes an offense of purchasing securities as a person who knows or possesses inside information under Section 242(1), in conjunction with Section 244(2) and (5), and is
company shall not lend money for purchasing securities or lend securities for making a short sale to a person whom the company knows or should have known to be a nominee of any other person. Clause 3 When a
indirect individual account of an omnibus account to the extent that the client knows or should have known as a result of holding such omnibus account. (2) the client gives consent to the intermediary for
Stock Exchange of Thailand (SET) trading system. Any person, who knows or ought reasonably to know that placing of orders to a trading system may create the price or trading volume of securities to be
within seven days from the date on which the securities company knows or is plausibly aware of the prohibited characteristics of such executive. Clause 7. The provision in Clause 3(1)(b) shall not apply to
notify the fact in writing to the Office within seven days from the date on which the securities company knows or is plausibly aware of the prohibited characteristics of such executive. Clause 7. The