Facebook page "King of Salad Ohkad’s" : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2025)

S D Global and Mr. Matthew Christensen : Unlicensed securities and derivatives business (Disclosure Date : 22/07/2014)

Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the

complain on the company?s investor contact, Chalerm, the SEC found that Chalerm had received securities and derivatives trading orders from clients, but he had not made any of the transactions. Instead, he

channel anytime. {A}'s actions were deemed non-compliance with investor contact's standards of conduct of Clause 14(7) of the SEC Notification No. SorKhor 49/2552 Re: Approval for Investor Contacts and

are underestimated and (3) familiarity bias: making decision based on familiarity such as investing in the firm for which the investor is working. As the regulator, the SEC has put more weight on

Facebook page "S insdro" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 04/12/2024)

TikTok account "tisco_th_s" impersonates "TISCO Securities Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 19/11/2024)

Facebook page "Ohkajhu’s garden" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 26/03/2025)

TikTok account “sawakami_s” impersonates “Sawakami Asset Management (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 11/10/2024)