. Victor was then a UOB Kay Hian Co-CEO, a chief of institutional client unit and direct supervisor of the staffs providing services to institutional clients. Although, the Stock Exchange of Thailand
collaboration of capital market partners, business organization and government agencies, i.e. (1) the Stock Exchange of Thailand (SET), (2) the Federation of Thai Capital Market Organizations (FETCO), (3) the
.{A} case was referred from the Stock Exchange of Thailand for the SEC's further investigation while cases of {B} and {C} were detected by the SEC's routine inspection. The SEC found from the probe that
) Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company
falsely said to be listed on the Stock Exchange of Thailand even though it has already been listed. The clients transferred money to his account for trading such shares, but he did not do so for the clients
:(1) Every five percent report will apply only to securities issued by company listed on the Stock Exchange of Thailand (SET);(2) Submission of a copy of report to the SET will no longer be required as
in the Stock Exchange of Thailand or the Thailand Futures Exchange. Setting up an investor protection fund in the capital market would have a good impact as it helps extend investor protection to
separate juristic person from the Stock Exchange of Thailand (SET), as recommended by the Ministry of Finance, and appointing the SET chairman as CMDF president, and the SET executive as CMDF manager. In
cooperation with the Association of Investment Management Companies (AIMC) and the Stock Exchange of Thailand (SET) holds PVD seminars and events periodically to educate fund committees to be able to fully