to pass the test on basic knowledge, rules and regulations and knowledge on specific product which investor contact intends to be a seller. If intending to expand scope of duty to additional product
intends to provide, instead of collecting the entire amount upfront. This proposal aims to ensure that business operators incur only the necessary costs for their operations; and (3) To standardize the
in class action litigation. It also intends to increase investors’ awareness of their legal rights to claim for remedies from those who broke the laws and caused them harm.” Acting Sub Lt. Dr
licenses later if the applicant intends to undertake other types of securities businesses. The current licensing regime requires an applicant to submit an application according to the types of securities
The Person Intends to Acquire Franchise: Hi Healthcare Center Co., Ltd. - a subsidiary of the Company. The Person Intends to Dispose Franchise: Wuttisak Clinic Inter. Group Co., Ltd. – an indirect
4/2017 2. Transaction Parties and Relationship The Person Intends to Acquire Franchise: Hi Healthcare Center Co., Ltd. - a subsidiary of the Company. The Person Intends to Dispose Franchise: Wuttisak
investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep
. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies
Extraordinary General Meeting of the Shareholders of the Company No. 1/2018 held on 11 May 2018 that was announced on the Stock Exchange of Thailand on the same day). The Company intends to exercise such
the Stock Exchange of Thailand on the same day). T he Company intends to exercise such resolut ion (and seek other applicable approvals) to increase its shareholding in the Fund in order to hold at