The Securities and Exchange Commission, Thailand (SEC), hosted the 2025 ASEAN Audit Regulators Group (AARG) and Financial Statements Surveillance Group (FSSG) Workshops during 25 - 27 August 2025 at the SEC Office in Bangkok. The workshops provided a platform for regulators across ASEAN to exchange knowledge, experiences, and challenges on audit quality oversight and financial reporting reviews, while fostering stronger international cooperation networks. The event welcomed over 150 participants...
This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to promote competitiveness of the private sector while maintaining efficiency of investor protection....
Bangkok, February 15, 2013 ? The SEC hosted the first meeting of heads of capital market policy makers and regulators in the Mekong region on February 8, 2013 in Bangkok. This high-level meeting was attended by H.E. Sou Socheat, Deputy Director-General, Securities and Exchange Commission of Cambodia; Mrs. Vathana Dalaloy, Secretary-General, Securities and Exchange Commission Office of Lao PDR; Mrs. Thida Myo Aung, Deputy Director-General, Central Bank of Myanmar; Mr. Nguyen Doan Hung, Vice Chai...
The meeting will be held on 13-15th June 2023 at Centara Grand and Bangkok Convention Centre at Central World. In conjunction, the SEC Thailand will also hold the SEC Thailand Public Conference on 16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will be joining a series of panels. More than 400 participants are expected to attend the event....
On 10 November 2023, the SEC Board Meeting No. 15/2566 passed a resolution approving a regulatory review on the supervision of digital asset custodial wallet providers. The approval included granting
assure that all respective systems and capital market service providers, including Thailand Securities Depository Co., Ltd. (TSD), securities firms, asset management companies and derivatives agents
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, together with SEC executives, held a meeting with the Crowdfunding Platform Providers Club, led
Earlier, the SEC conducted a public hearing on the proposed principles and draft regulations to support digital asset custodial wallet providers from business groups with expertise, experience
SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
principles for supervising DA custodial wallet providers. In this regard, on 10 November 2022, the SEC Board Meeting No. 15/2565 passed a resolution approving the proposed revision to the principles whereby an