proprietary trading which would be able to prevent the following occurrences: (a) negative result to financial status of an intermediary; (b) affected trade of capital market products deviated from regularity

proprietary trading which would be able to prevent the following occurrences: (a) negative result to financial status of an intermediary; (b) affected trade of capital market products deviated from regularity

Report of Important Events of Mutual Funds and Property Investment Trusts and Infrastructure Investment Trusts

Rehabilitation Plans and has submitted such plan to the Stock Exchange of Thailand. Clause 31 A company shall submit a report to the SEC Office immediately when one of the following incidents occurs: (1

adverse incidents;            (2) To align the submission timeline for risk level assessment (RLA) reports and IT audit reports to the same period, specifically within the first quarter of each calendar

person responsible for managing information security incidents; (3) report any information security events to the responsible person under (2) and the SEC Office without delay; (4) carry out testing of

person responsible for managing information security incidents; (3) report any information security events to the responsible person under (2) and the SEC Office without delay; (4) carry out testing of

person responsible for managing information security incidents; (3) report any information security events to the responsible person under (2) and the SEC Office without delay; (4) carry out testing of

to prepare and submit the defaults in Bill of Exchange and the default in the interest of bonds, these incidents which affects or is likely to affect the rights and interests of securities holders or

technology resources which covers the allocation of resources to ensure sufficiency for business operation and establishment of guidelines to support incidents where the resources are insufficiently allocated