Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
แบบแสดงราการข้อมูลประจำปี (UNOFFICIAL TRANSLATION) (Revision 2015) PAGE 8. Audit Firm Profile and Details Name of Audit Firm................................. For the year ending
. Audit Firm Profile Name: .............................................................Juristic Person Registration No............................... head office located at
to maintain the qualifications as head of audit firm or partner or equivalent position from being terminated as capital market auditor immediately as long as they proceed to rectify and resume the full
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance