action within determined period which the SEC Office shall stipulate reasonably and in consistency with related circumstances, matters and issues; (6) imposing the intermediary to submit any information
regularly; b. initiating a review of the status of the credit rating upon becoming aware of any information that might reasonably be expected to result in a credit rating action (including withdrawal of a
cannot be reasonably distributed, disposed of, or transferred due to reasonable circumstances; (b) the net asset value of the open-end fund cannot be calculated fairly and appropriately; or (c) there is
: a. reviewing the creditworthiness of the rated entity or obligation regularly; b. initiating a review of the status of the credit rating upon becoming aware of any information that might reasonably be
Administrative Expenses The Company and its subsidiaries recorded administrative expenses of Baht 135 million, a decrease of 3% YoY. Administrative expenses to sales was fairly close to that of 11% in Q1/2019. Q1
the new businesses to alleviate this impact. These new businesses will gradually generate more profits in the subsequent quarters. For 2H19, the Company remains fairly positive in its outlook for the
management company should treat all clients fairly and refrain from taking any action that may cause the conflict of interest except where a transaction is executed having received consent from the client or