Contents Page Executive Summary A 1. Overview of Operating Environment 1 1.1 Global and Thai Economy in 2018 and Outlook for 2019 1 1.2 Banking Industry, Competition and Emerging Risks 2 1.3 Regulatory

Streamlined Authorization Framework for Cross-Border Public Offerings of ASEAN Collective Investment Schemes; (b) In the case of investment units of a fund which focuses on investment involving foreign risks

แบบรายงาน บล คู่มือการจดัท าเท็กซ์ไฟลเ์พ่ือน าส่งผา่นระบบ One For All Reporting System (OFAR) V1.9 1 ส านกังานคณะกรรมการก ากบัหลกัทรัพยแ์ละตลาดหลกัทรัพย ์ คู่มือการจัดท าเทก็ซ์ไฟล์ เพ่ือน าส่งผ่านระบบ One For All Reporting System (OFAR) Version 1.9 ธันวาคม 2560 ส านักงานคณะกรรมการก ากับหลกัทรัพย์และตลาดหลกัทรัพย์ คู่มือการจดัท าเท็กซ์ไฟลเ์พ่ือน าส่งผา่นระบบ One For All Reporting System (OFAR) V1.9 2 ส านกังานคณะกรรมการก ากบัหลกัทรัพยแ์ละตลาดหลกัทรัพย ์ ประวตัิการปรับปรุง 15 สิงหาคม 2551 เพ่ิมคู่...

and conditions for creditors to call for repayment before the maturity date, only in the portion of liabilities not exceeding the shareholders’ equity.*** Position risk means the risks occurred from

, covering the risks of various financial instruments and revision to the definition of special debts to encompass additional categories of outstanding debts. The SEC received valuable feedback and

conducting this public hearing on the draft amendments which contain the key points as follows:   (1) Qualified Subordinated Debt that can be excluded from the total liabilities in the net capital calculation

on investment, however, the company has invested on the solar power generation on rooftop projects and received feedback from one company. Risks and Effects from the COVID-19 Outbreak Due to the

limit per project. Risks and Effects from the COVID-19 Outbreak The COVID-19 situation has made the company be in a dilemma as it is slightly affected by the situation. That is to say, the number of the

Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.

businesses that may pose systemic risks, transferring client assets and derivatives positions to new business operators, and closing out derivatives positions;  (2) Exempting business operation restrictions