accounts to seek benefits for himself and the others, a misconduct of client asset exploitation. At the time of his wrongdoing, he was employed by RHB Securities (Thailand) PLC (RHB).Following a complaint

clients? behalf.The misconducts of Veerachai and Jakkrit were deemed interference with clients? assets in concealment, fabrication of false evidence and exploitation of investors? trading accounts to seek

at setting a foundation to formulate a three-year strategic plan for 2016 ? 2018. The plan will include a study on market structure weakness conducive to exploitation and abuse along with enabling

treatments of clients? assets with the intention to conceal, fabrication of false evidence, exploitation of investors? trading accounts for their own personal gains or others?. In addition, Panita made trading

enhanced to prevent exploitation of investors. Market accessibility via technological channels will be promoted to facilitate fundraising of small-and medium business enterprises and start-ups, and

ประกอบธุรกิจต้องจัดให้มี การทดสอบอย่างเข้มงวด เพื่อทราบถึงช่องโหว่ ของระบบ (vulnerability scanning) และ การใช้ประโยชน์จากช่องโหว่ (exploitation test) ทั้งนี้ ผู้ประกอบธุรกิจต้องจัดให้มีมาตรการ ควบคุมเพื่อ

estate. In this regard, obtaining possession of real estate shall be any of the following cases: (a) acquisition of a real estate for which Nor.Sor. 3 Kor. [which is the certificate of utilization] has

ด้าน IT หรือหน่วยงานที่เกี่ยวข้อง (4) ผลการปฏิบัติงานด้าน IT ที่สำคัญ เช่น (ก) เหตุการณ์ผิดปกติ หรือปัญหาด้าน IT ที่สำคัญ (ข) ความเพียงพอของทรัพยากรด้าน IT (capacity and system utilization) (ค) ความคืบ

investment for the client , the intermediary shall provide a system for controlling the client ’s assets to prevent being lost, damaged and unlawful exploitation; (10) having compliance system in accordance

etc. This is to prevent exploitation of company benefit against the use for personal gains. 12.2 The company has a policy that a transaction must be approved by the person who has no personal interests