intermediary under receivership by court order for the benefit of managing the clearing and settlement of derivatives or securities of clients, and for the management of clients’ assets having no obligations

for investments through allegedly over-the-counter trading. The public should be cautious against online investment solicitations and thoroughly verify information before investing. When in doubt, do

Bangkok, 7 April 2025 – Following the decision of the Stock Exchange of Thailand (SET) and the Thailand Futures Exchange (TFEX) to implement temporary measures for overseeing the trading situations

may affect investors. The SEC however will continue overseeing the testing of the system closely. The implementation of blockchain technology to support capital market processes under regulatory

Mr. Jakkapong Jakrajutatip Mr. Jakrapong Jakrajutatip, while serving as a director and Chief Executive Officer of JKN Global Group Public Company Limited (“JKN”), was responsible for overseeing the

all committee members shall not be executives, staff members, or employees of the derivatives clearing house or its affiliate; (4) set up a unit for managing risks according to policies concerning risks

revenue with the SEC, they did not raise any observation in documents supporting the said clarification despite various factors indicated doubt on document authenticity;3. For the filing, the financial

://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2561.pdf English (United States) CMSB waratchya affairs, strategies; and currently overseeing policy and supervision of intermediaries, asset management

Oversight Department Apichaya Follett led the presentation on “Overseeing the Quality of Financial Reporting Process”, followed by Director of Corporate Finance Department 3 Songyod Bunjoungmanee on the

the private sector with integrity and the private sector can still access the capital markets with flexibility. This will also reflect that the SEC, as an agency overseeing and developing Thai capital