Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be
Bangkok, September 23, 2015 ? Mr. Pariya Techamuanvivit Director, Corporate Affairs Department revealed that the SEC is currently seeking public comments on the draft rules regarding underwriting
Bangkok, April 20, 2016 ? The SEC is seeking public comments on draft amendments to the rules concerning the categorization of salespersons and sales process of capital market products to promote
Bangkok, April 21, 2016 -- The SEC is seeking public comments on draft rules concerning supervision on trigger funds and advertisement of other types of mutual funds, to be imposed on relevant
Bangkok, January 7, 2016 ? The SEC is seeking public comments on a proposal for amending rules on real estate investment trust (REIT) to allow money lending to REIT subsidiaries. The proposal aims to
Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions
: * Notification of the Capital Market Supervisory Board No. Tor Thor. 29/2567 Re: Rules and Periods for Report Submission of Securities Companies, dated 6 September 2024: https://publish.sec.or.th/nrs/10382p_r.pdf
The SEC Board Meeting No. 13/2566 and No. 17/2566 held on 15 August 2023 and 7 December 2023, respectively, resolved to approve the principles for revising the advertising rules for business
The amendments will enhance the standards for issuance and offering of debt securities and the disclosure rules to better align with current circumstances and ensure that investors will receive
to ensure economy of scale for such investment management. In addition, asset management companies view that the existing rules that allow management of mutual funds through investment in other