” means gold, silver or platinum. Chapter 1 Qualification of Applicant _________________ Clause 3 An applicant applying for the license of precious metal derivatives brokerage shall be newly established

, Thailand. Download program & Installation document Your current version Message File Signature Data Certificate Result Certificate Issuer Certificate Serial Number Certificate Expiry Date Company Name

public under Chapter 5; (6) minimum particulars required in sukuk certificate under Chapter 6; (7) registration of sukuk holder under Chapter 7. 2 Chapter 1 Application for Obtaining an Approval of the

Unofficial translation FORM 35-E3 Letter of Request for Checking the Director and Executive Qualification (Inspection of the director and executive’s qualification on the individual’s request

qualification and do not have prohibited characteristics as specified in the Notification of the SEC Office3; The provision in the first paragraph shall also be applicable to a director, a manager and a partner

application date. (Translation) -5- (b) having obtained a certificate (Level 3) in Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent courses as

for Sale regarding Units of a Real Estate Investment Trust. “unit” means a trust certificate representing the rights of the holder as a beneficiary of a REIT. “manager” means a person appointed by the

securities investment, risk management relating to securities investment or securities analysis for not less than two years within five years prior to the application date. (b) having obtained a certificate

Unofficial translation FORM 35-E2 Letter of Consent (Inspection of the director and executive’s qualification on the company’s request) Attention: Secretary General, the SEC Office Whereas I

’ Perspective” at the Thai Chartered Management Accountant (TCMA) Certificate Presentation Ceremony to raise awareness of accountants’ crucial role in analyzing data and assisting managers with correctness