the issuance of measures to strengthen know-your-customer and customer due diligence (KYC/CDD) standards for capital market business operators, aimed at preventing and suppressing financial crimes. The

and rapid legal enforcement. Meanwhile, the Government will support expediting legal amendments to restore confidence by enhancing the efficiency of preventing wrongdoing in the stock market and by

fairness and transparency, to supervising capital market professional to elevate their role of inspection and preventing listed company fraud. The proposed amendments also aim to enhance the reporting of

asset business operators, the banking sector, law enforcement, and relevant agencies to improve efficiency in preventing victims' funds from being transferred out through digital asset mule accounts

developing and enhancing oversight of listed companies and strategies for preventing and suppressing inappropriate behaviors within listed companies to ensure that they would be able to raise fund from

regulations of SEC, for assurance the clients identity, providing suitable clients services and preventing any money laundering or any financial supports towards terrorist groups, which is also in accordance

this juncture, the SEC has also urged the ASCO to propose the guidelines for securities transfer between clients with a view to preventing fraud or inappropriate acts.

Pursuant to the Royal Decree on Measures for Preventing and Suppressing Technology Related Crimes (No. 2) B.E. 2568 (2025), which came into force on 13 April 2025, the Ministry of Digital Economy

proprietary trading under Clause 12(8) of the Notification on Standard Conduct of Business : (1) risk management system; (2) investment control system; (3) system for preventing access to inside information

proprietary trading under Clause 12(8) of the Notification on Standard Conduct of Business: (1) risk management system; (2) investment control system; (3) system for preventing access to inside information