Mr. Krirkrai Tribunyatkul On October 17, 2016 and May 3, 2017 Mr. Krirkrai Tribunyatkul as a nominee of Mr. Pete Bodharamik filed reports (Form 246-2) to the SEC Office the acquisition or disposal
Limited (“SUPER”) shares because he did not report the shares that hold by his nominee, Miss Panissara Tiangtham caused his aggregate holding of SUPER shares reached or passed five percent of the total
manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
Mr. Suvit Pipatvilaikul Mr. Suvit Pipatvilaikul failed to report to the SEC Office the acquisition or disposal of News Network Corporation Public Company Limited (NEWS) shares held by his nominee
Mr. Suvit Pipatvilaikul Mr. Suvit Pipatvilaikul failed to report to the SEC Office the acquisition or disposal of Polaris Capital Public Company Limited (POLAR) shares held by his nominee within the
Mr. Khampol Viratepsuporn Mr. Khampol Viratepsuporn failed to report to the SEC Office the acquisition or disposal of Polaris Capital Public Company Limited (POLAR) shares held by his nominee
notification of the Capital Market Supervisory Board after he and his concert parties jointly disposed MILL shares held by their nominee on June 11, 2014 which caused his and his concert parties aggregate
notification of the Capital Market Supervisory Board after she and her concert parties jointly disposed MILL shares held by their nominee on June 11, 2014 which caused her and her concert parties aggregate
Mr. Pete Bodharamik On February 20, 2015. Mr. Pete Bodharamik acquires 4,400,000 JAS shares in Mrs. Saowanit Thanomsuwan’s securities trading account (nominee)which causes him to make a tender