agreement on custody of clients’ assets, which indicates the rights, duties and responsibilities of both parties. In any case, such contract or agreement shall not have any statement denying or limiting the
Court had reversed the decision of the Central Bankruptcy Court by rejecting the rehabilitation plan and canceling business rehabilitation order issued by the Central Bankruptcy Court. JAS later disclosed
rectified and audited/reviewed financial statements by October 27, 2014.The Supreme Court had reversed the decision of the Central Bankruptcy Court by rejecting the rehabilitation plan and canceling business
company's business operations.In light of this, the SEC recommends that MORE shareholders carefully review detailed information, analyze the pros and cons, benefits, and impacts of approving or rejecting
Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The
method was not allowed according to the company's articles of association. Later, on 26 June 2017, the Department of Business Development, the Ministry of Commerce issued an order rejecting the
for customers with unusual transaction patterns, such as delaying withdrawals, reducing trading limits, or refusing to provide services; (5) Impose withdrawal delay measures for customers who do not
provisions does the mutual fund have on delaying the settlement of the unit redemption price, refusing to sell or accept redemption of units in accordance with the orders already received and suspension of
date when such fact appeared to the SEC Office, the SEC Office [i] may not consider such case as a ground for rejecting an approval, suspending or revoking an approval or removing from the position, or