conducted by the mutual fund supervisor. 3.3.6 Delegation of the functions relating to investment management business Objective In the case of delegation of the functions relating to investment management
fund, the asset management company should arrange to have a system to verify and certify the asset value of the fund which has been conducted by the mutual fund supervisor. 3.3.6 Delegation of the
) delegation of trust management (if any); (g) advanced payment made by asset trustee or sukuk trustee for a trust (if any); (h) preparation for financial statements of a trust; (5) particulars relating to an
Service Agreement with HCDS. The delegation of the Audit Committee to investigate such transaction was resolved by the Board without the participation of directors who have conflict of interest and held no
, Competitiveness and Connectivity, and Trust. To achieve the objectives, we are building an organization on the principle of “SEC Strengthening the Foundation,” focusing on Delegation, Empowerment, Communication
Office by the delegation of the Bank of Thailand; “ Notification on Standard of Business Operation ” means the Capital Market Supervisory Board Notification concerning Standard Conduct of Business
delegation of the Bank of Thailand; “Notification on Standard of Business Operation” means the Capital Market Supervisory Board Notification concerning Standard Conduct of Business, Management Arrangement
a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or
. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or advertisements produced by the securities company. Clause 18. In cases where it appears to the Office that the
advertising to a natural person appointed as an agent who sells or accepts redemption of investment units. Nevertheless, delegation is permitted for the function of disseminating or distributing documents or