return to the unitholders after the inside information was disclosed.Chanyarat’s and Eakarat’s acts were liable to be the offenses under Section 241 and subject to the penalties under Section 296 of the

, addressing major offenses within the SEC's authority. The event was held at Mövenpick Siam Na Jomtien Pattaya Hotel from 13-15 November 2023.

without licenses, subject to commission of offenses under the governing laws. The relevant undertakings include soliciting or providing channels for people in Thailand to make investment with the foreign

Criminal Code, which carry penalties under Section 296 of the SEA. Currently, the SEA (No. 5) B.E. 2559 (2016) prescribes that such actions remain offenses under Section 244/3 in conjunction with Section 244

of predicate offenses under the Anti-Money Laundering Act to include the offense relating to unfair securities trading under the Securities and Exchange Act; comprising imparting false or misleading

were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for

issued under Section 58 (1), which is liable to the offenses under Section 274 and Section 281/10 in conjunction with Section 58 (1) of the SEA, and the case where EARTH disclosed misleading statements

to the Anti-money Laundering Office (AMLO) for consideration of actions within their authority as the offenses in this case constitute predicate offenses under the Anti-Money Laundering Act B.E. 2542

the Registration Statement for debt securities offering and committing a fraud to gain assets of the exploited public, liable to be offenses under the Securities and Exchange Act B.E. 2535 (1992) (SEA

, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside