Facebook page "Golden Data Insight" : Unlicensed securities and derivatives business (Disclosure Date : 02/04/2026)
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...
(BAAC) for a knowledge sharing session on “Data Governance.” The purpose of the visit was to study the SEC’s data governance practices, particularly the application of technologies in both governance
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 18/03/2024 - 26/03/2024
Mr. Phuchphong Nodthaisong, Deputy Permanent Secretary of Ministry of Digital Economy and Society (MDES), as acting Secretary General of Personal Data Protection Commission (PDPC), said: “The
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
of PVD factsheet and pooled fund data report. The SEC conducted a public hearing to seek stakeholders’ comments and suggestions on this matter during the months of October and November last year
ฟังการบรรยาย เรื่อง การบริหารจัดการข้อมูลขนาดใหญ่ของ ก.ล.ต. เพื่อประโยชน์ในการพัฒนาข้อมูลตามหลักธรรมาภิบาลข้อมูล การบูรณาการข้อมูล และส่งเสริมการใช้งานข้อมูล Big Data สำหรับสนับสนุนภารกิจของ บวท