The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide
Bangkok, April 23, 2012 ? The SEC urges listed firms to emphasize on clear and complete disclosure of information in documents and reports in preparation for assessment of ASEAN Corporate Governance
firms in the capital market. The meeting aimed to discuss issues and exchange views on enhancing audit quality and supporting the sustainable growth of small and medium-sized audit firms. This meeting
Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their competitiveness with more distribution channels, new types of mutual funds and join business development in the
Facebook page "Amazon Group Companies" : Unlicensed securities and derivatives business (Disclosure Date : 23/09/2025)
members (consisting of executives and representatives from 38 securities firms) held discussions and shared views regarding operations that may affect trust and confidence in the Thai capital market such as
Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other
Waste Campaign using our office building on Vibhavadi Road as the starting point. We invite listed companies, our neighbors on Vibhavadi Road, to join the campaign which we hope will stimulate more
The notification of the Ministry of Finance regarding prescription of conditions for securities company to apply for approval of person to be major shareholder defines the “Major Shareholder” as any person directly or indirectly holding shares of securities company in excess of ten percent of voting shares of such company.Where a securities company issues shares with different voting rights, certain shareholders may have the number of voting share more or less than the number of voting rig...