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SEC seeks public comments on a proposed amendment to the Securities and Exchange Act to enhance flexibility in operation of associations related to securities business

://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=684. Stakeholders and interested parties are welcome to send comments or suggestions by 26 January 2021 via the website or e-mail to kris@sec.or.th or nichap

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8842

SEC seeks public comments on the proposed regulation for defining suspicious circumstances that the auditor must report to the Audit Committee

. Stakeholders and interested parties are welcome to give comments and suggestions via the website or send an email to cholatip@sec.or.th or supavade@sec.or.th. The public hearing ends on 12 April 2021

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8787

SEC is open for comments on allowing business operators to trade capital market products on behalf of their clients as consented by the clients

manner. In this regard, SEC proposed this concept at a public hearing at the end of 2017, and had referred the comments for consultation with experts. At this hearing, SEC was open to comments for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8391

SEC is open for comments on the draft notification on the delegation of other persons by business operators to operate a business on their behalf

public hearings from the third quarter of 2017 to the second quarter of 2018 and has included comments and suggestions of the private sector in the revision of the criteria. Most of the parties

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8392

SEC is open to comments on the revision of the draft notification on the operation system of business operators so as to increase their operational efficiency

notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example: - The operation system shall have in place a client

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8393

The SEC welcomes public comments on the proposed revisions to the regulations on approval of appraisal companies and lead appraisers for capital market transactions

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=688

The SEC welcomes public comments on the proposed revisions to the regulations on the offering for sale of newly issued warrants or convertible debentures, and underlying shares.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=694

SEC seeks public comments on the proposed regulation for defining suspicious circumstances that the auditor must report to the Audit Committee

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=698

SEC seeks public comments on proposed amendments to credit rating requirements for bonds with foreign risk exposure to align with international standards

://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1145 and on the Legal Hub (https://law.go.th/). Stakeholders and interested parties are invited to submit comments and suggestions via the SEC website or by email to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12662

SEC seeks public comments on the proposed private placement regulations for LiVEx-listed companies to promote the capital market as a key fundraising mechanism for SMEs

facilitate fundraising activities by providing appropriate regulatory flexibility, while continuing to uphold investor protection principles.Accordingly, the SEC is inviting public comments on the proposed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12692