suggestions gathered from the previous hearing on the principles of the said rules conducted in January.   Essentially, the draft rules emphasize the improvement of information disclosure and clearer warning of

) Enhancing clarity in the management of conflicts of interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with

interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with the approach applied to mutual funds. This application

Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been provided in the English version for clearer

[….] have only been provided in the English version for clearer understanding.

After considering the issuance of rules, conditions and procedures for collecting, disposing of and allocating assets of REITs to provide business operators with clearer and more consistent and

amendments which essentially would:   (1) Revise the wording on the determination of the qualifications of an issuer of an initial public offering to be clearer in the part of non-involvement in an illegal

disclosure of the related party transactions during the past there years;  - clearer disclosure of the funding objective in the registration statement and more flexibility in case of change to such objective

assets in accordance with the Derivatives Act B.E. 2546 (2003) to ensure clearer protection of customer assets. The main focuses of the proposed regulations are as follows:                 1. Where a

, especially for clearer comparison between local and foreign products.Under current regulations, foreign CRAs, if approved by the SEC, are allowed to conduct mandatory rating of debt securities offered to the