Startups; (4) “SEC Event” or important calendar events that SEC will hold or had held to enhance potential growth of SMEs and Startups; (5) “fundraising clinic” in which SMEs and public can ask any
Clause 5 throughout any calendar year, such licensee shall pay the minimum fee as specified under Paragraph 1 without the obligation to pay the fee based on business volume. Clause 7 4 A securities
under Paragraph 1 of Clause 5 throughout any calendar year, such licensee shall pay the minimum fee as specified under Paragraph 1 without the obligation to pay the fee based on business volume. Clause 74
securities business shall be paid in advance before the first day of each calendar year except for the first year of obtaining the license whereby the license fee shall be paid upon receipt of the license at
date of submission of the application. In this regard, such attendance shall continue from the previous one and shall be required at least once every two calendar years as from the calendar year of
calendar years as from the calendar year of passing the course, or 2. Having attended a full course relating to securities and exchange laws, relevant rules and regulations and ethics and professional