from trading securities or derivatives and barred from serving as directors or executive of securities issuing companies or securities companies as follows:                      (1) Nine offenders

equivalent positions in the capital market business;              (2) {A}: his status as an approved investment consultant for Complex Financial Products Type 2 is revoked and he will be barred from working

of Clause 6(1) and (4) of the of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor 37 re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15

expenses incurred by the SEC, totaling 2,777,611 baht, and shall be barred from serving as a director or executive for a period of 12 months;   (2)  Rewadee shall pay a civil penalty, a compensation in the

on the three offenders as follows: a civil penalty, compensation in an amount equal to the benefits received or would have been received, reimbursement of the SEC's investigative expenses, and barred

the Derivatives Act B.E. 2546 (2003). The SEC therefore filed criminal complaint against him with the ECD Police for further legal proceedings.  Automatically, Parin is now barred from serving as

rules, issuer will be barred from the following PO submissions for a certain periods of time. Aforementioned revised rules has already been effective.

, totaling 71,016,984 baht. He is also suspended from trading in securities or derivatives contracts for 14 months, and barred from serving as director or executive in securities issuing companies or

investigative expenses incurred by the SEC, totaling 1,790,110 baht. He is also barred from serving as director or executive in securities issuing companies or securities companies for 12 months.     The above

2,118,873 baht, and shall be barred from serving as director or executive for a period of 14 months;                      (2) Patcharapat shall pay a civil penalty, a compensation in the amount equal to