on the three offenders as follows: a civil penalty, compensation in an amount equal to the benefits received or would have been received, reimbursement of the SEC's investigative expenses, and barred

the Derivatives Act B.E. 2546 (2003). The SEC therefore filed criminal complaint against him with the ECD Police for further legal proceedings.  Automatically, Parin is now barred from serving as

rules, issuer will be barred from the following PO submissions for a certain periods of time. Aforementioned revised rules has already been effective.

, totaling 71,016,984 baht. He is also suspended from trading in securities or derivatives contracts for 14 months, and barred from serving as director or executive in securities issuing companies or

investigative expenses incurred by the SEC, totaling 1,790,110 baht. He is also barred from serving as director or executive in securities issuing companies or securities companies for 12 months.     The above

2,118,873 baht, and shall be barred from serving as director or executive for a period of 14 months;                      (2) Patcharapat shall pay a civil penalty, a compensation in the amount equal to

reimbursement of the investigative expenses incurred by the SEC, at the total amount of 6,873,854 baht, and shall be barred from serving as a director or executive for 14 months;           (2) Krit and

January 18, 2012. The SEC therefore revoked their approval and banned {A} to re-entry into the industry for two years while {B} was barred for one year and one month. {C} case was reported by MTS Gold

Association of Thai Securities Companies (ASCO)1. The SEC therefore revoked the approval of Auracha as securities investment consultant and prohibited her re-entry as capital market personnel for 10 years

consultant and prohibited her re-entry as capital market personnel for 10 years, starting from December 22, 2015.  On other cases, Nattapon was found accepting orders to trade securities in a client?s account