16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will

relevant associations to be aware of their role and duty to educate the clients. To begin with, conducting know your client assessment on knowledge and understanding as well as risk appetite and giving

and several institutions in the capital market, such as the Stock Exchange of Thailand, Thai Listed Companies Association, Association of Thai Securities Companies, Associations of Investment Management

products, the SEC and the Associations discussed an importance of financial planning. The banks? investment consultants should be equipped with capability to provide preliminary advice for investors to raise

increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education

decision making. Securities and Exchange Commission (SEC), Thai Bond Market Association (ThaiBMA) and Thai Investors Associations (TIA) co-developed Bond Supermart as corporate bond information platform for

Association (Thai-BISPA), the Thai Venture Capital Association (TVCA), the Investment Banking Club, participating approved auditors and the National Federation of Thai Film Associations (NFTFA) co-announced the

fund investors around the world. Since then, the company has conducted constructive dialogues with relevant parties in the fund industry, including regulators, associations and fund managers on a

the view that the “Aom No.5” campaign, with the integrated efforts of the AIMC, investment management companies, mutual fund brokers, related associations, the SET and the SEC, can help not only

Associations, which are approved by the Office; (8) “Office” means the Office of the Securities and Exchange Commission.                 Clause 3. This Notification shall not be applied to those financial