: Clients and traders. Public task basis Consideration of complaints, inspection, investigation, enquiries, administrative acts, and any act under the jurisdiction of the SEC Office in compliance with the law
payment of subscribed shares as the consideration of the assignment of participation interests in Draugen Field and Gjøa Field in Norway to pay to Shell in accordance with the agreements regarding the
Bangkok, September 11, 2014 ?The SEC is seeking public comment on draft regulations on termination of listed company?s duty to disclose information under Section 56 and duty of directors and
of the results of sale of digital tokens via the ICO Portal, the client information, and the assets allocated to the clients. Clients Public task basis Approval for establishment and management of an
/departmental directors or equivalent positions/Head Compliance/Advisors to the RMC/CC/IC Port)/Investment (IC Fund/Advisors to IC Fund/Fund Assistants/Fund Dealer) • Auditors • Bondholders Public task basis The
Information on registered capital/paid-up capital of asset management companies Information on unitholders (MPF7000) Unitholders Public task basis Information on consideration of complaints and compliance with
เพื่อให้หลักเกณฑ์มีความชัดเจน ครอบคลุมการทำรายการของบริษัทจดทะเบียน รวมถึงให้สิทธิผู้ถือหุ้นมีส่วนร่วมตัดสินใจ และให้คณะกรรมการปฏิบัติหน้าที่โดยคำนึงถึงหลัก fiduciary duty และปรับปรุงนิยามที่เกี่ยว
asset management companies to authorize persons to mornitor and control mutual fund. The persons performing the duty must have the qualifications as follows(1) Be independent from the asset management
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning