securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
Bangkok, November 24, 2014 ? The SEC advised shareholders of Asia Joint Panorama Plc. (AJP) to study information and exercise their voting rights at the Extraordinary General Meeting scheduled on
activities that may constitute operating digital asset business without license and advised the public to be careful when exchanging WLD coins with unlicensed operators. The SEC has continually monitored the
of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
the Cabinet’s resolution upon recommendation of the SEC, as advised by the SEC, due to gross https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc (Translation) trust property
, SAM’s Board of Directors responsible for the company’s management is advised to expedite the process for the best interests of the company and its shareholders as a whole. The SEC has therefore
, using the currently applicable procedures. Zipmex clients are advised to follow Zipmex business rehabilitation procedures closely to protect the rights involved._______________________