services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and other businesses.Those actions might be considered as persuading and issuing newly issued securities
the client. Her actions were therefore deemed as interfering with client's assets and failing to comply with professional standards of conduct. On {B} case, the SEC received a client's complaint stating
such transfer. Their actions were deemed imprudent and careless fund management in contrary to professional codes of conduct, causing severe damage to the fund assets. On December 29, 2011, the asset
the cancelation of the power plant project. These actions rendered the conditions unfeasible, resulting in total damages of 156.8 million baht to IEC. The actions of these four individuals were a breach
requested the cancelation of the power plant project. These actions rendered the conditions unfeasible, resulting in total damages of 156.8 million baht to IEC. The actions of these four individuals were a
aforesaid. Her actions were deemed unprofessional and non-compliance with standards of conduct of investor contact that should place importance on investors' benefit, as interfering with client's asset may
error port without record and evidence of clients? trading orders. Meaunchit admitted that a number of clients had contacted her through mobile. Meaunchit?s actions were deemed trading securities for
. Otherwise, the SEC will not consider granting any more extension and will proceed with appropriate actions as deemed necessary. The SEC has therefore instructed SAM to submit the special audit report