the SEC Office within 5 business days as from the date when such circumstance becomes known or should have been known; (2) rectify, desist or mitigate such damage as deemed appropriate. Clause 18 The

refrain from expanding, to suspend, or to rectify its business operation pursuant to section 141, section 142 or section 143 of the Securities and Exchange Act B.E. 2535 (1992); (6) the management company

Commission or the Office to refrain from expanding, to suspend, or to (Unofficial Translation) 3 rectify its business operation pursuant to section 141, section 142 or section 143 of the Securities and

or its guidelines specified for implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do or refrain from doing any act for

or refrain from doing any act for implementation in accordance with this notification. Clause 10. This Notification shall come into force from 16 January 2005. Notified this 22nd day of December 2004

for implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do or refrain from doing any act for implementation in accordance

Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors

: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which

Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of twelve months prior to the date the branch office starts its

Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of twelve months prior to the date the branch office starts its