meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or
market ecosystem, positioning it as a resilient avenue for fund mobilization within the business sector and an appealing investment destination for investors. “The SEC gives priority to the collaboration
funds which includes plain vanilla funds and passive ETF. Both regulators are expecting to conclude the discussion and sign the MoU within the second quarter this year before cross-border offerings
activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a
manager. This gives involved parties, including numerous capital market business personnel, sufficient time to make necessary preparations within this year. “SEC is confident that personnel in capital
Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The
service sectors in the capital market. The SEC has closely monitored the situation and consistently cooperated with related parties to keep informed of the impact level, consider relaxation of rules to help
The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide
among all sectors within the capital market. This collective effort will strengthen Thailand’s stock market competitiveness, enabling it to address emerging challenges while maintaining its pivotal role