Securities Companies and Derivatives Intermediaries, as well as other notifications or guidelines issued under such Notification. 2 Amended by the Notification of the Capital Market Supervisory Board No. Tor
partial payment for redemption of the bond due on 31 July 2023 without it being deemed a default under the terms and conditions; Agenda 3: Consideration for approving a waiver for the
Bangkok, November 18, 2014 ? SEC Secretary-General Vorapol Socatiyanurak promoted public awareness-raising about investment in the capital market for wealth accumulation and economic well-being. This
Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not
is exempted from being disclosed under the rule and procedure concerning the acquisition and disposition of assets of listed companies. Nevertheless, this report is in accordance with the disclosure of
Capital Market 6 ______________________ Clause 15 The auditor in the capital market shall not possess any prohibited characteristics as follows: (1) being put under receivership by the court’s order; or
unlicensed DA business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list of licensed business operators is
sustainability of all stakeholders in the capital market and economy will be fostered. Strategic Direction 5: Capital market for financial well-being (Financial well-being) of Thai people, in which financial
, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited characteristic in Group 1 under Clause 29; (2) having a record of
prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law governing supervision of capital market, or lacking trustworthiness as specified as prohibited