Prajadhipok's Institute on its 26th anniversary. Dr. Thawilwadee Bureekul, Deputy Secretary-General of the King Prajadhipok's Institute, gave a warm welcome to the SEC’s representatives. On this special
Department, extended the SEC congratulations to the Revenue Department on its 109th Anniversary. Mr. Somsak Anuntawat, Principal Advisor on Strategic Tax Administration (Energy Industry), gave a warm welcome
Chairman Voravidh Champeeratana, Secretary-General Ruenvadee Suwanmongkol and the Management of the SEC extended a warm welcome to His Excellency EU Ambassador Pirkka Tapiola, EU delegation to
and financial literacy. The SEC Open House was not only attractive and stylish but comfortable enough for all visitors to make themselves at home. We obtained a very warm welcome from investors and the
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes