each client that contain accurate, complete, and up-to-date information in the event of returns mandate of client assets. The SEC emphasizes the importance of monitoring the operations of business
company shall provide a reservation of information and computer system of the securities company which is capable of supporting the business operation continuously, efficiently and up to date. Clause 9. The
, efficiently and up to date. Clause 9. The securities company shall provide an operation control measure for the regular computer operation in order to render the computer system and data processing to be
under the first and second paragraph in complete and up-to-date manner that can be promptly retrieved and inspected by the SEC Office.” Clause 4. This Notification shall come into force as from 1 January
that is distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate, complete and up-to
, complete and up-to-date. Also, the derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any
distinguishable without any suspicion, and there must be separate account for each client’s assets and segregated from the account of its own, which should be kept it accurate, complete and up-to-date. Also, the
from Mrs. Sutasanee Karnasuta Interest Rate K Alliance Co.,Ltd 7.5% per year, and Mrs. Sutasanee Karnasuta 7.0% per year. Term of bor rowing Up to 2 years from the date of recovery. Relationship between
international standards, enhancing trustworthiness with up-to-date supervisory and preventive measures, promoting the capital market to become the fundraising channel for all businesses and important investment