into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close
Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the
2018 performance which showed a net loss of 2,040.57 million baht due to the accounting of impairment reserve for investment records and other records in relation to a company in which TRC had invested
person, sold 3,450,000 {X1} shares in his daughter's trading account. He was a {X1} advisor who had accessed to the information on company projects which generated revenues. When becoming {X1} president
trading decisions on the client?s behalf with internet trading username and password for trading from September 13, 2011 until the end of December 2011, causing losses in the client?s account of
} for his inappropriate acts. The {A} case was reported by MTS Gold Futures Co., Ltd. that he had been authorized by his client to make derivatives trading decisions on the client's behalf with internet
นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวว่า ก.ล.ต. ได้พัฒนาและเปิดตัว ESG Product Platform ตั้งแต่เดือนมกราคม 2566 โดยมีความมุ่งมั่นที่จะพัฒนาแพลตฟอร์มอย่างต่อเนื่องเพื่อให้ผู้เกี่ยวข้องในตลาด
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, together with SEC executives, held a meeting with the Crowdfunding Platform Providers Club, led
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC launched the ESG Product Platform in January 2023, demonstrating our commitment to continuous development. The goal is to ensure that
digital asset service providers to the Ministry of Digital Economy and Society, which has taken action to restrict access to such platform** in order to enhance law enforcement efficiency and to prevent