Platform BTCBOX Exc and OASIS Exc : Unlicensed digital asset business (Disclosure Date : 28/01/2022)
The ESG Product Platform is an information center for sustainability financial products, developed by the SEC to provide convenience to participants in the capital market, such as companies
Double MS Genius Platform Co., Ltd. : Unlicensed digital asset business (Disclosure Date : 23/04/2024)
with the amendment to the Securities and Exchange Act. SET member and non-SET member securities firms will be allowed to trade listed securities outside the stock exchange only a case that trading is
Bangkok, September 9, 2014 - The SEC suspended {A}, a securities investment consultant of Country Group Securities PLC., for trading on a securities trading account of the client without client's
authorization that {A} had obtained to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants can send trading orders only when obtaining instructions from
such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on
trading orders only when obtaining orders from the clients. Even with the client's permission; they cannot make decisions on behalf of the client. In this regard, {A} and {B}'s actions were in violation of
manipulation and insider trading, AMLO will work closely with the SEC, which directly regulates these securities companies and provides AMLO with detailed information on such offenses. AMLO also receives