cooperation of SEC, considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development
investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets. The 24-hour
commercialize the creativity. Meanwhile, with limited information generally distributed, investors seeking potential businesses would have a slim chance to meet up with these business operators. At this juncture
. Vorapol Socatiyanurak added that ?The SEC is well aware of the necessity to develop more speedy and accurate e-Filing system in order to lift up the quality of information dissemination service for
by the Thai Investors Association does not only lift up the quality of AGM at Thai listed firms to match domestic and international standards, it also raise awareness of shareholders in protecting
Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Chai Sophonpanich for disclosing inside information for other persons to purchase shares of Bangkok Insurance Public Company Limited (BKI). Following a referral from the Stock Exchange of Thailand, the SEC?s further inspection has revealed that Chai, then chairman and chairman of the executive board of directors of BKI, proposed a dividend payment plan for BKI shareholders at the ratio of five existing...
The SEC has developed the web page “IPO Fact Figure” on the SEC website, which can be viewed at www.sec.or.th/IPOFactFigure, and has it officially launched on 25 December to facilitate investor access to the comparable, statistical information for their investment decision making.The web page “IPO Fact Figure” is especially designed to serve investor needs for IPO share statistical information, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, fi...
conditions must be put in place. “This regulatory amendment will open up opportunities for interested entities to set up and manage a high yield bond more flexibly within a permissible scope. Once
SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...
Chapter (ISACA – Bangkok Chapter). Ms. Ajarin Pattanapanchai, Permanent Secretary of the Ministry of Digital Economy and Society, said: “The Ministry is ready to support the SEC in laying out policy and