proposed regulations can be summarized as follows: 1. Disclosure and submission of PVD Factsheet 1.1 In case of adding a new investment policy to the existing PVD, the AMC would be required to disclose
Bangkok, 13 March 2017 ? The SEC has extended the deadline for submitting the special audit report of K.C. Property Public Company Limited (KC) for the second time, from 8 March to 28 March 2017.Earlier, the SEC ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records practice, and the questionable transactions of land sales and purchases. The company was also ordered to r...
Bangkok, May 22, 2015 ? The SEC did not grant Thai Industrial & Engineering Service Plc. (TIES) a waiver for postponement of submission of the company?s rectified and audited 2014 financial
The SEC is considering amendments to the regulations regarding the submission of the financial statements by REIT managers to reduce redundancy and the burdens of REIT managers who are mutual fund
and REITs and the submission of financial statements and the auditor’s reports on PVDs amid the spread of COVID-19. The meeting has passed the following resolutions: 1. Exemption for the holding of
approval before the submission period is expired.
The SEC will issue further regulations to revise the report submission of securities companies, derivatives intermediaries and trustees. In this regard, all reporting data will be reviewed