; (c) non-investment grade or unrated bonds; (d) structured debentures according to the Notification of the Capital Market Supervisory Board concerning Application for and Approval of Offer for Sale of
Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 5/2560 Re: Rules on Personnel in the Capital Market Business (No.6) dated 9 February 2017 (effective on 1 January 2018). 3 (d) structured
(“derivatives”) ตราสารท่ีมีลกัษณะของสัญญาซ้ือขายล่วงหนา้แฝง (“structured notes”) ธุรกรรมการใหย้มืหลกัทรัพย ์ธุรกรรมการซ้ือโดยมีสัญญาขายคืน และส าหรับ กรณีกองทุนรวมทองค าใหส้ามารถลงทุนในทองค าแท่งไดด้ว้ย 2. การ
Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 5/2560 Re: Rules on Personnel in the Capital Market Business (No.6) dated 9 February 2017 (effective on 1 January 2018). 3 (d) structured
Re: Application and Approval for Offer for Sale of Structured Notes
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