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Bangkok, March 11, 2015 - The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against four persons for jointly falsifying documents causing Professional Waste Technology (1999) Plc. (PRO) to make incorrect and inaccurate accounting records from Q2/2006 to Q1/2009 concerning loans to other parties, investment in aluminum processing project, and the purchase of machinery for plastic waste fuel refinery project. The said persons were {A}, {B} and {C}, ex-directors...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5825

SEC files criminal complaint against GSTEL & GJS directors and executives for falsifying accounts

committing or permitting another to act so as to falsify the accounts of GSTEL and GLS by making false entries concerning the purchase of raw materials from overseas suppliers materially lower than the actual

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5988

Investors warned of scams involving money transfer into securities firms? accounts

Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6025

Investors warned of scams involving money transfer into securities firms? accounts

Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6026

SEC files criminal complaint against TUCC executives and accomplices for falsifying accounts and corporate fraud

Bangkok, February 16, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against nine alleged offenders for falsifying documents and accounts and corporate

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5786

SEC teams up with business operators and relevant agencies in a workshop to strengthen preventive measures against mule accounts

digital asset mule accounts. Moreover, individuals identified as mule account holders will face restrictions on certain transactions that pose a risk of money laundering. Ms. Jomkwan Kongsakul, SEC Deputy

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11581

SEC warns BX clients of frauds related to digital asset/fund transfer perpetrated through websites or Facebook accounts

accounts to transfer fund or digital assets in order to safeguard themselves from frauds. Investors are strongly advised to contact Bitcoin Co. Ltd. (BX) via its website at https://bx.in.th/ only. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7648

SEC strengthens measures to combat digital asset mule accounts, elevates blocking the misuse of foreign platforms for money laundering to reduce public harm

mule accounts, enhancing the security of public financial transactions and improving the effectiveness of combating online scams. Both laws will take effect upon their publication in the Government

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11682

SEC public hearing on draft regulations on the use of single form for opening trading accounts to facilitate investors’ access to capital market investment

welcome to send comments or suggestions to www.sec.or.th or e-mail: insec@sec.or.th. The public hearing ends on 23 March 2020. __________________________* Excluding the opening of trading accounts

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7989

SEC sanctions five investment consultants for trading securities through clients' accounts for their own benefits and using non-financial institution loans

Maybank Kim Eng Securities (Thailand) PLC, Chonburi branch, for trading securities through clients' accounts for their own benefits and using non-financial institution loans. The SEC also suspended {E

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4857