and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (สำนักงาน ก.ล.ต) โดย ศ. ดร.พรอนงค์ บุษราตระกูล เลขาธิการ ให้การต้อนรับ The State Securities Commission of Vietnam (SSC) นำโดย Mr. Bui Hoang Hai
Organizational Management: Technology and Digital Innovation in the State Sector.” The session was delivered by Mrs. Wajee Jiratanachit, Director of the Organization Transformation Department, and Mr. Apisit
strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume
shares by using the company?s undisclosed information concerning a deal on large disposal volume of SLC shares by its major shareholders and executives to a new investor and subsequent changes in the
permitted {A} to make further securities trading decisions. Besides, the securities and derivatives trading volume in the client?s account was high during the misconduct. Trading securities and derivatives on
Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He