SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to amend its rules to be more flexible without high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of fixed details, that cover several issues such as personnel readiness, investment management, receiving and...
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...
policy to promote integration of sustainability factors into business operations. As SLB practices abroad continue to evolve, the SEC is proposing to amend the SLB regulations to enhance flexibility
. For example, data storage system, management system and custody of client assets. This is to promote flexibility in business operation while ensuring that supervisory guidelines are appropriate and
and comprise a large number of affiliates, due to legal or commercial purposes, in order to add flexibility without causing an unreasonable burden on these companies. The main points of the new rules
Management Name : Mrs PATCHARAPORN JULOTHAI | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 17/08/2018
Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 25/01/2017
Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 03/02/2017
Management Name : Mr SUKUMA JAYANANDA | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 20/07/2017